Compliance Data

Grievance Redressal / Escalation Matrix

"NIL customer complaints - A proof of our dedicated & transparent customer service"

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:”

Smart ODR

Cyber Awareness - Security & Safety Tips

We at Prosperity Wealth Adviser strongly believe Preventing PHISHING ATTACKS is crucial to safeguard your Personal and Financial Information.

As it is said that SEC_RITY is incomplete without “U”

Avoid responding to Call/ SMS from unknown numbers especially from unknown/ suspicious international numbers. Prosperity Wealth Adviser DOES NOT call/reach out to our customers from international numbers.

We request you to be aware of the fact that at Prosperity Wealth Adviser DOES NOT offer any assured or guaranteed returns on any of our equity/equity linked products.

Prosperity Wealth Adviser DOES NOT ask anybody to join Whatsapp / Telegram groups for receiving recommendations on stocks leading to assured or guaranteed returns.

Your online security is in your hands. Stay vigilant & follow best practices for online security. As part of our customer awareness initiative at Prosperity Wealth Adviser, we would like to share some effective prevention measures & safety tips to help protect yourself.

Contact Us:

Prosperity Wealth Adviser

Address: A-80, Shreenath Plaza, Dnyaneshwar Paduka Chowk, FC Rd, Ch. Shivaji Nagar, Pune 411005. Maharashtra. India
Mobile: +91 90222 31301
Email: info@prosperitywealth.in

SEBI Registration Details:

RIA: INA000016773 | Validity: 15th March, 2022 to Perpetual | Registration Type: Individual | Samraat Jadhav

IAASB Enlistment No:1790 | Validity: 29th March 2022 to Perpetual | Registration Type: Individual | Samraat Jadhav

RA: INH000009074 | Validity: 01st Feb 2022 to Perpetual | Registration Type: Individual | Samraat Jadhav

RAASB Enlistment No:5514 | Validity: 01st Feb 2022 to Perpetual | Registration Type: Individual | Samraat Jadhav

SEBI Office Details: SEBI Bhavan BKC, Plot No.C4-A, 'G' Block Bandra-Kurla Complex, Bandra (East), Mumbai - 400051, Maharashtra Tel: +91-22-26449000 / 40459000 | Fax : +91-22-26449019-22 / 40459019-22 | E-mail : sebi@sebi.gov.in | Toll Free Investor Helpline: 1800 22 7575. Our past performance does not guarantee the future performance. Investment in equities is subject to market risks. Notwithstanding all the efforts to do best research, clients should understand that investing in equities involves a risk of loss of both income and principal. Please ensure that you understand fully the risks involved in investment in equities.

SEBI Registration Certificate